300735 深市 光弘科技

惠州光弘科技股份有限公司

    非公开发行股票

    发行情况报告书

        保荐机构（主承销商）

          二零二零年四月










              惠州光弘科技股份有限公司

                  全体董事承诺书

    本公司全体董事已对本发行情况报告书进行了核查，确认不存在虚假记载、误导性陈述或重大遗漏，并对其真实性、准确性、完整性承担相应的法律责任。全体董事签字：

          唐建兴                      简松年                      胡瞻

          苏志彪                      萧妙文                      邹宗信

          陈汉亭                      彭丽霞                      邱乐群

                                            惠州光弘科技股份有限公司
                                                        年  月  日

                        目  录

惠州光弘科技股份 有限公司 .............................................................................................6全体董事承诺书............................................................................................................. 10目  录...........................................................................................................................11释义...............................................................................................................................13第一节 本次发行的基本情况..........................................................................................14
    一、本次发行履行的相关程序................................................................................. 14
        （一）本次发行履 行的内部决策过程............................................................... 14
        （二）本次发行的 监管部门核准过程............................................................... 15
        （三）募集资金到 账和验资情况 ...................................................................... 15
        （四）股份登记情 况 ................................ ................................ ........................ 17
    二、本次发行的基本情况........................................................................................ 18
    三、发行对象情况介绍............................................................................................ 27
        （一）发行对象及 认购数量 ............................................................................. 27
        （二）发行对象情 况介绍 ................................ ................................ ................. 27
        （三）本次发行对 象与公司的关联关系............................................................ 44
    四、本次发行相关机构............................................................................................ 47
        （一）保荐机构（ 主承销商） ................................ ................................ .......... 47
        （二）发行人律师............................................................................................ 47
        （三）审计机构............................................................................................... 48
        （四）验资机构............................................................................................... 48
第二节  本次发行前后公司基本情况 ............................................................................. 49
    一、本次发行前后公司前 10 名股东情况................................................................. 49
        （一）本次发行前 公司前 10 名股东情况.......................................................... 49
        （二）新增股份登 记到账后公司前 10 名股东情况............................................ 49
    二、本次发行对公司的影响..................................................................................... 50
        （一）股本结构的 变化情况 ............................................................................. 50
        （二）资产结构的 变化情况 ............................................................................. 51
        （三）业务结构变 化情况 ................................ ................................ ................. 51
        （四）公司治理变 动情况 ................................ ................................ ................. 51
        （五）高管人员结 构变动情况 ................................ ................................ .......... 52
        （六）关联交易和同业竞争变动情况 ............................................................... 52
第三节  中介机构对本次发行的意见 ............................................................................. 53
    一、保荐机构（主承销商）关于本次发行过程和发行对象合规性的结论意见........... 53
        （一）关于本次发 行定价过程的合规性............................................................ 53
        （二）关于发行对 象选择的合规性................................................................... 53
        （三）关于认购对 象认购资金来源的合规性 ................................ ..................... 53
    二、发行人律师关于本次发行过程和发行对象合规性的结论意见............................. 54
第四节 中介机构声明.................................................................................................... 55
    保荐机构（主承销商）声明..................................................................................... 56
    发行人律师声明...................................................................................................... 57
        审计机构声明................................................................................................... 58
    验资机构声明.......................................................................................................... 59
第五节  备查文件.......................................................................................................... 61