601328 沪市 交通银行

股份发行人及根据《上市规则》第十九B章上市的香港预托证券发行人的证券变动月报表

截至月份:                2021年9月30日                                                                                              状态: 新提交

致：香港交易及结算所有限公司

公司名称:                交通银行股份有限公司

呈交日期:                2021年10月8日

I. 法定/注册股本变动

1. 股份类别                普通股                          股份分类          H股                              於香港联交所上市 (注1)      是

证券代号                  03328                          说明              H股

                                                          法定/注册股份数目                            面值                                  法定/注册股本

上月底结存                                                            35,011,862,630 RMB                                    1 RMB                        35,011,862,630
增加 / 减少 (-)                                                                        0                                          RMB                                    0
本月底结存                                                            35,011,862,630 RMB                                    1 RMB                        35,011,862,630
2. 股份类别                普通股                          股份分类          A股                              於香港联交所上市 (注1)      否

证券代号                  601328                          说明              A股

                                                          法定/注册股份数目                            面值                                  法定/注册股本

上月底结存                                                            39,250,864,015 RMB                                    1 RMB                        39,250,864,015
增加 / 减少 (-)                                                                        0                                          RMB                                    0
本月底结存                                                            39,250,864,015 RMB                                    1 RMB                        39,250,864,015
3. 股份类别                优先股                          股份分类          其他分类 (请注明)                於香港联交所上市 (注1)      否

证券代号                  360021                          说明              45,000,000,000元人民币3.90%股息率的非累积永续境内优先股（“境内优先股”）


                                                          法定/注册股份数目                            面值                                  法定/注册股本

上月底结存                                                                450,000,000 RMB                                  100 RMB                        45,000,000,000
增加 / 减少 (-)                                                                        0                                          RMB                                    0
本月底结存                                                                450,000,000 RMB                                  100 RMB                        45,000,000,000
                                                                                      本月底法定/注册股本总额： RMB                      119,262,726,645

备注：
境内优先股的法定/注册股本乃根据境内优先股数目和每股募集金额计算，境内优先股的每股募集金额为人民币 100 元。
本月底法定/注册股本总额乃根据普通股股本及境内优先股的募集资金总额计算。

II. 已发行股份变动

1. 股份类别                普通股                          股份分类          H股                              於香港联交所上市 (注1)      是

证券代号                  03328                          说明              H股

上月底结存                                                    35,011,862,630

增加 / 减少 (-)                                                                0

本月底结存                                                    35,011,862,630

2. 股份类别                普通股                          股份分类          A股                              於香港联交所上市 (注1)      否

证券代号                  601328                          说明              A股

上月底结存                                                    39,250,864,015

增加 / 减少 (-)                                                                0

本月底结存                                                    39,250,864,015

3. 股份类别                优先股                          股份分类          其他分类 (请注明)                於香港联交所上市 (注1)      否

证券代号                  360021                          说明              境内优先股

上月底结存                                                        450,000,000

增加 / 减少 (-)                                                                0

本月底结存                                                        450,000,000

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III. 已发行股份变动详情
 (A). 股份期权（根据发行人的股份期权计划） 不适用
 (B). 承诺发行将予上市的发行人股份的权证  不适用
 (C). 可换股票据（即可转换为将予上市的发行人股份）

1. 可发行股份类别          普通股                      股份分类          A股                        可发行股份将於香港联交所上市 (注1)          否

可发行股份的证券代号(如已於香港联交所上市) (注1)

      可换股票据的说明        发行货币    上月底已发行总额                  本月内变动                  本月底已发行总额    本月内因此发行的发行人 本月底因此可能发行的