000728 深市 国元证券

国 元 证 券 股 份 有 限 公 司

2020 年 半 年 度 财 务 报 告

          （国元证券  000728）

              二〇二〇年八月


  1、合并资产负债表

    编制单位：国元证券股份有限公司                2020 年 6 月 30 日                              单位：人民币元

      项目          附注    2020 年 6 月 30 日  2019 年 12 月 31 日          项目            附注    2020 年 6 月 30 日  2019 年 12 月 31 日

资产：                                                                负债：

货币资金              五、1      19,680,611,963.62    16,294,652,918.72  短期借款              五、21      939,473,040.00    1,088,103,966.00

其中：客户资金存款    五、1      16,880,214,534.26    13,818,939,396.08  应付短期融资款        五、22    2,108,338,886.15    4,486,718,063.51

结算备付金            五、2      4,217,193,705.07      3,285,660,769.03  拆入资金              五、23      100,000,000.00    100,000,000.00

其中：客户备付金      五、2      3,396,152,721.80      2,819,550,772.22  交易性金融负债        五、24    6,448,266,137.52    7,799,193,518.65

贵金属                                                                衍生金融负债          五、4

拆出资金                                                              卖出回购金融资产款    五、25    15,262,941,255.28  14,719,547,530.73

融出资金              五、3      12,979,187,554.95    12,309,596,128.05  代理买卖证券款        五、26    20,297,440,930.53  16,568,082,481.32

衍生金融资产          五、4              3,380.00                      代理承销证券款        五、27      219,998,270.69

存出保证金            五、5        138,081,451.64        75,774,025.33  应付职工薪酬          五、28      485,349,987.80    172,099,114.24

应收款项              五、6        588,261,290.52      637,049,750.15  应交税费              五、29      135,117,643.74    188,700,795.93

应收款项融资                                                          应付款项              五、30      365,860,505.50    419,184,788.70

合同资产                                                              合同负债

买入返售金融资产      五、7      7,284,863,018.43      8,071,074,462.78  持有待售负债

持有待售资产                                                          预计负债

金融投资：                                                            长期借款              五、31      456,720,000.00    447,890,000.00

 交易性金融资产      五、8      15,272,688,074.88    16,464,138,564.50  应付债券              五、32    15,175,337,751.47  12,202,694,751.11

债权投资              五、9        700,778,818.17      812,103,966.68  其中：优先股

其他债权投资        五、10    21,250,181,931.77    20,366,722,184.90        永续债

其他权益工具投资                                                      租赁负债

长期股权投资        五、11      2,985,749,701.66      2,822,644,857.25  递延收益

投资性房地产                                                          递延所得税负债        五、16      117,282,997.13      60,084,972.69

固定资产            五、12      1,287,943,313.23      1,289,468,790.23  其他负债              五、33      59,041,365.67      70,117,312.16

在建工程            五、13        66,062,965.43        79,130,833.26  负债合计                        62,171,168,771.48  58,322,417,295.04

使用权资产                                                            所有者权益：

无形资产            五、14        61,552,439.46        48,736,655.14  股本                  五、34    3,365,447,047.00    3,365,447,047.00

商誉                五、15        120,876,333.75      120,876,333.75  其他权益工具

递延所得税资产      五、16        429,718,658.45      328,697,366.58  其中：优先股

其他资产            五、17        166,125,165.45      162,495,662.96        永续债

                                                                      资本公积              五、35    12,610,173,775.88  12,610,173,775.88

                                                                      减：库存股

                                                                      其他综合收益          五、36      318,642,441.69    219,422,736.96

                                                                      盈余公积              五、37    1,336,639,334.32    1,336,639,334.32

                                                                      一般风险准备          五、38    2,737,808,876.53    2,737,808,876.53

                                                                      未分配利润            五、39    4,678,002,347.62    4,565,132,948.64

                                                                                  归属于母公司所有者权益合            25,046,713,823.04  24,834,624,719.33
                                                                                  计

                                                                      少数股东权益          五、40      11,997,171.96      11,781,254.94

                                                                      所有者权益合计                  25,058,710,995.00  24,846,405,974.27

资产总计                        87,229,879,766.48    83,168,823,269.31  负债和所有者权益总计            87,229,879,766.48  83,168,823,269.31

法定代表人：俞仕新                                主管会计工作负责人：高民和                              会计机构负责人：司开铭


  2、合并利润表

  编制单位：国元证券股份有限公司                  2020 年 1-6 月                                单位：人民币元

 项目                                                      附注            2020 年半年度                2019 年半年度

 一、营业总收入