StockCode:000530,200530 NoticeNo:2015-014
ShortFormoftheStock:DalengGufen;DalengB
DalianRefrigerationCo.,Ltd.
Resolutionofgrantingrestrictedstocktoincentiveobject
DalianRefrigerationCo.,Ltd.(the“Company”)anditswholemembersofBoardofDirectorsensurethatthepublicnoticeisreal,accurateandcomplete,andtherearenoanyimportantomissions,fictitiousstatementsorseriousmisleadingcarriedinthisnotice.
th th
DalianRefrigerationCo.,Ltd.(the“Company”)heldthe15Meetingof6SessionoftheBoardonMarch4,2015,examinedandadoptedthereportofgranting
restrictedstocktoincentiveobject.TheBoardconvincedthatthegrantingconditionsaccordingtorestrictedstockincentiveplanoftheCompanyhavebeenachieved,thusagreedtomakethegrantingdayonMarch4,2015,andgranted10,150thousand
sharesrestrictedstocktotheincentiveobject.Therelevantitemsareasfollows:
I.Thesketchofequityincentiveplanandtherelevantapprovalproceduresthathavebeenperformed
(I)ThesketchofequityincentiveplanoftheCompany
st
TheCompanyhasbeenheldthe1 ExtraordinaryShareholders’GeneralMeetingof
2015andexaminedandadoptedtherestrictedstockincentiveplandraftofthe
Company(incentiveplan).Thespecificcontentsareasfollows:
1.Thekindoftheobjectstock:theobjectstockoftheCompanygrantingtoincentiveobjectisAsharescommonstock
2.Thesourceoftheobjectstock:directionaladd-issuingAsharescommonstockoftheCompany
3.Thegrantingnumber:10,150thousandshares
4.Incentiveobject:41peoplewereinvolvedinincentiveplan,includingdirectors,middleandseniormanagementpersonnelandothercorepersonnelthatshouldbeincenteddeterminedbytheBoard.
5.Theexplanationtothearrangementoftherestrictedstocklock-upperiod
Sincethegrantingday,therestrictedstockgrantedtoincentiveobjectwillbeinthelock-upperiodof12months.Duringthelock-upperiod,therestrictedstock(includethestockdividendsproducedbytherestrictedstock)ofincentiveobjectfromtheincentiveplanwillbelocked,andshallnotbetransferredorusedtorepaythedebt.Aftertheexpirationofalock-upperiodistheunlockperiod.Theincentiveobjectshallunlocktherestrictedstockbythreetimesinthenext36monthsafter12monthssincethegrantingday.Duringtheunlockperiod,iftheunlockconditionthatthe
incentiveplanspecifiedwereachieved,theincentiveobjectshouldapplytounlocktherestrictedstockbythreetimes.Thefirstunlockperiodisthefirstyearafterthelock-upperiodexpired,andthenumberthattheincentiveobjectmayapplytounlockis30percentofthetotalnumberofthegrantedrestrictedstock.Thesecondunlockperiodisthesecondyearafterthelock-upperiodexpired,andthenumberthattheincentiveobjectmayapplytounlockis40percentofthetotalnumberofthegrantedrestrictedstock.Thethirdunlockperiodisthethirdyearafterthelock-upperiod
expired,andthenumberthattheincentiveobjectmayapplytounlockis30percentofthetotalnumberofthegrantedrestrictedstock.
6.Thegrantedpriceoftherestrictedstock:5.56yuanpershare
(II)Therelevantapprovalproceduresthathavebeenperformed
th th
1.OnDecember9,2014,the13 meetingofthe6 BoardofDirectorsofthe
Companywasheld,examinedandadoptedtherestrictedstockincentiveplandraftoftheCompanyanditssummary;theassessmentandmanagementmeasuresfor
restrictedstockincentiveplanoftheCompanyandtheproposalonsummitingtotheshareholders’generalmeetingoftheCompanyforauthorizingtheboardofdirectorstohandlerelatedmattersofrestrictedstockincentiveplanoftheCompany.
2.OnDecember9,2014,theindependentdirectorsexpressedtheindependent
opinionsonwhethertheincentiveplanisgoodforthesustainabledevelopmentoftheCompanyandwhetheritexistedthesituationofhavingdamagedtheinterestsoftheCompanyandalltheshareholdersoftheCompany.
th th
3.OnDecember9,2014,the8meetingofthe6SupervisoryCommitteeoftheCompanywasheld,checkedtheincentiveobjectlistfortheincentiveplan,examinedandadoptedtherestrictedstockincentiveplandraftoftheCompanyanditssummary;theassessmentandmanagementmeasuresforrestrictedstockincentiveplanoftheCompanyandtheincentiveobjectlistforrestrictedstockincentiveplandraftoftheCompany.
4.OnJanuary10,2015,theCompanylearnedthatCSRChasconformedandrecordedwithoutobjectiontotherestrictedstockincentiveplandrafttheCompanysubmitted.
st
5.OnFebruary12,2015,the1 ExtraordinaryShareholders’GeneralMeetingof
2015oftheCompanywasheld,examinedandadoptedtherestrictedstockincentiveplandraftoftheCompanyanditssummary;theassessmentandmanagement
measuresforrestrictedstockincentiveplanoftheCompanyandtheproposalon
summitingtotheshareholders’generalmeetingoftheCompanyforauthorizingtheboardofdirectorstohandlerelatedmattersofrestrictedstockincentiveplanoftheCompany.
th th
6.OnMarch4,2015,the15meetingofthe6BoardofDirectorsoftheCompany
th th
andthe9meetingofthe6SupervisoryCommitteeoftheCompanywasheld,
examinedandadoptedthereportofgrantingrestrictedstocktoincentiveobject.TheBoardagreed
