002797 深市 第一创业

证券代码：002797                      证券简称：第一创业                  公告编号：2021-057
    第一创业证券股份有限公司 2021 年半年度报告摘要

一、重要提示

  本半年度报告摘要来自半年度报告全文，为全面了解本公司的经营成果、财务状况及未来发展规划，投资者应当到证监会指定媒体仔细阅读半年度报告全文。

  本报告已经公司第四届董事会第三次会议审议通过，除下列董事外，其他董事亲自出席了审议本报告的董事会会议。

    未亲自出席董事姓名        未亲自出席董事职务        未亲自出席会议原因          被委托人姓名

          邓文斌                    董事                    工作原因                  杨维彬

非标准审计意见提示
√ 不适用
董事会审议的报告期普通股利润分配预案或公积金转增股本预案
√ 不适用

  公司 2021 年半年度计划不派发现金红利，不送红股，不以公积金转增股本。
董事会决议通过的本报告期优先股利润分配预案
√ 不适用
二、公司基本情况
1、公司简介

股票简称        第一创业                    股票代码                    002797

股票上市交易所  深圳证券交易所

联系人和联系方式                董事会秘书                                证券事务代表

姓名            屈婳                                      彭文熙

办公地址        深圳市福田区福华一路 115 号投行大厦 19 楼    深圳市福田区福华一路 115 号投行大厦 9 楼

电话            0755-23838868                              0755-23838868

电子信箱        IR@fcsc.com                                IR@fcsc.com

2、主要财务数据和财务指标
公司是否需追溯调整或重述以前年度会计数据
√ 否

合并

                                          本报告期              上年同期        本报告期比上年同期增减

营业总收入（元）                            1,460,859,729.87        1,419,841,661.44                  2.89%

归属于上市公司股东的净利润（元）              351,718,067.37          422,114,974.67                -16.68%

归属于上市公司股东的扣除非经常性损            346,984,405.31          415,948,577.22                -16.58%
益的净利润（元）

其他综合收益（元）                            -53,233,940.19              116,665.09                      -

经营活动产生的现金流量净额（元）              897,567,615.60        1,499,232,889.99                -40.13%

基本每股收益（元/股）                                  0.08                    0.12                -33.33%

稀释每股收益（元/股）                                  0.08                    0.12                -33.33%

加权平均净资产收益率                                2.50%                  4.58%      下降 2.08 个百分点

                                          本报告期末              上年度末        本报告期末比上年度末增
                                                                                            减

资产总额（元）                            42,805,045,916.59        40,636,431,361.01                  5.34%

负债总额（元）                            28,211,535,603.70        26,200,993,987.01                  7.67%

归属于上市公司股东的净资产（元）          14,058,313,446.00        13,927,912,273.20                  0.94%

母公司

                                          本报告期              上年同期        本报告期比上年同期增减

营业总收入（元）                              969,925,442.44        1,086,229,598.34                -10.71%

净利润（元）                                  332,996,007.25        393,224,377.05                -15.32%

其他综合收益（元）                            -62,078,997.23            116,665.09                        -

经营活动产生的现金流量净额（元）            1,019,946,023.60        1,563,526,656.92                -34.77%

基本每股收益（元/股）                                  0.08                  0.11                -27.27%

稀释每股收益（元/股）                                  0.08                  0.11                -27.27%

加权平均净资产收益率                                2.43%                4.36%        下降 1.93 个百分点

                                          本报告期末              上年度末      本报告期末比上年度末增减

资产总额（元）                            39,176,191,046.12      37,061,190,777.58                  5.71%

负债总额（元）                            25,504,189,010.76      23,492,009,752.24                  8.57%

所有者权益总额（元）                      13,672,002,035.36      13,569,181,025.34                  0.76%

3、母公司净资本及有关风险控制指标

                                                                                                  单位：元

          项目                  本报告期末                上年度末          本报告期末比上年度末增减

核心净资本                            9,100,385,058.85            9,064,059,646.17                    0.40%

附属净资本                              950,000,000.00            1,110,000,000.00                  -14.41%

净资本                              10,050,385,058.85          10,174,059,646.17                    -1.22%

净资产                              13,672,002,035.36          13,569,181,025.34                    0.76%

各项风险资本准备之和                  3,207,880,833.98            3,296,566,783.30                    -2.69%

表内外资产总额                      32,410,831,343.04          30,798,341,993.04                    5.24%


风险覆盖率                                  313.30%                  308.63%          上升 4.67 个百分点

资本杠杆率                                    28.08%                    29.43%          下降 1.35 个百分点

流动性覆盖率                                265.04%                  354.24%          下降 89.2 个百分点

净稳定资金率                                164.75%                  176.70%        下降 11.95 个百分点

净资本/净资产                                73.51%                    74.98%          下降 1.47 个百分点

净资本/负债                                  57.63%                    63.31%          下降 5.68 个百分点

净资产/负债                                  78.40%                    84.44%          下降 6.04 个百分点

自营权益类证券及证券衍生                      13.