000686 深市 东北证券

                          东北证券股份有限公司2024年半年度

                    非经营性资金占用及其他关联资金往来情况汇总表

    编制单位：东北证券股份有限公司                                                                                                    单位：万元

                  资金占用方      占用方与      上市公司核算 2024 年半年度期初 2024 年半年度占用累计 2024 年半年度占用 2024 年半年度偿还 2024 年半年度期末 占用形成

 非经营性资金占用    名称    上市公司的关联关系  的会计科目    占用资金余额  发生金额（不含利息）    资金的利息    累计发生金额    占用资金余额    原因    占用性质
                                                                                                        （如有）

控股股东、实际控制                                                                                                                                                非经营性占用
  人及其附属企业

        小计          -              -              -                                                                                                                -

前控股股东、实际控                                                                                                                                                非经营性占用
 制人及其附属企业

      小计            -              -              -                                                                                                                -

其他关联方及其附属                                                                                                                                                非经营性占用
      企业

      小计            -              -              -                                                                                                                -

      总计            -              -              -                                                                                                                -

                  资金往来方      往来方与      上市公司核算 2024 年半年度期初 2024 年半年度往来累计 2024 年半年度往来 2024 年半年度偿还 2024 年半年度期末 往来形成

 其他关联资金往来    名称    上市公司的关联关系  的会计科目    往来资金余额  发生金额（不含利息）    资金的利息    累计发生金额    往来资金余额    原因    往来性质
                                                                                                        （如有）

控股股东、实际控制

  人及其附属企业

                  渤海期货股    控股子公司      应收款项          30.74            26.36                      30.74        26.36 中间介绍  经营性往来
                  份有限公司                                                                                                                          业务服务费

                  东方基金管                                                                                                                            代销基金

上市公司的子公司及 理股份有限    控股子公司      应收款项          31.24            31.04                      31.24        31.04 产品服务费 经营性往来
    其附属企业      公司

                  东证融汇证                                                                                                                            代销资管

                  券资产管理    全资子公司      应收款项          738.50            735.84                      738.50        735.84 产品服务费 经营性往来
                  有限公司


                  东证融汇证                    其他资产-其他                                                                                          集团内部

                  券资产管理    全资子公司        应收款          486.52            95.24                      536.06        45.70 资金往来 非经营性往来
                  有限公司

                  渤海融幸  控股子公司之全资子 其他资产-其他                                                                                          集团内部

                  （上海）商        公司          应收款        10,592.05                            6.03    10,598.08                资金往来及 非经营性往来
                  贸有限公司                                                                                                                            占用利息

                  渤海期货股                    其他资产-其他                                                                                          集团内部

                  份有限公司    控股子公司        应收款        10,003.65              0.78        99.73          1.78    10,102.38 资金往来及 非经营性往来
                                                                                                                                                        占用利息

                  东证融成资                    其他资产-其他                                                                                          集团内部

                  本管理有限    全资孙公司        应收款        8,700.00                                      4,200.00      4,500.00 资金往来 非经营性往来
                    公司

                  东证融通投                    其他资产-其他                                                                                          集团内部

                  资管理有限    全资子公司        应收款                              95.77                                      95.77 资金往来 非经营性往来
                    公司

其他关联方及其附属

      企业

      总计            -              -              -          30,582.70            985.03        105.76    16,136.40    15,537.09                -

  企业法定代表人：李福春                                    主管会计工作负责人：王天文                                  会计机构负责人：刘雪山