000686 深市 东北证券

                        东北证券股份有限公司2023年半年度

                  非经营性资金占用及其他关联资金往来情况汇总表

 编制单位：东北证券股份有限公司                                                                                                      单位：万元

 非经营性资金占用 资金占用方      占用方与      上市公司核算 2023 年期初占用 2023 年半年度占用累计 2023 年半年度占用2023年半年度偿2023年半年度期 占用形成原  占用性质
                    名称    上市公司的关联关系  的会计科目    资金余额    发生金额（不含利息） 资金的利息（如有）还累计发生金额 末占用资金余额    因

控股股东、实际控制                                                                                                                                        非经营性占用
 人及其附属企业

        小计          -              -              -                                                                                                        -

前控股股东、实际控                                                                                                                                        非经营性占用
 制人及其附属企业

      小计          -              -              -                                                                                                        -

 其他关联方及其附                                                                                                                                          非经营性占用
    属企业

      小计          -              -              -                                                                                                        -

      总计          -              -              -                                                                                                        -

 其他关联资金往来 资金往来方      往来方与      上市公司核算 2023 年期初往来 2023 年半年度往来累计 2023 年半年度往来2023年半年度偿2023年半年度期 往来形成原  往来性质
                    名称    上市公司的关联关系  的会计科目    资金余额    发生金额（不含利息） 资金的利息（如有）还累计发生金额 末往来资金余额    因

控股股东、实际控制
 人及其附属企业

                东证融汇证                                                                                                                    代销资管产

                券资产管理    全资子公司      应收款项          553.93                                              553.93            - 品服务费  经营性往来
                  有限公司

                  渤海融幸  控股子公司之全资子 其他资产-其他                                                                                  集团内部资

                （上海）商        公司          应收款        47,123.08                              1,338.90      2,123.08    46,338.90 金往来及占 非经营性往来
 上市公司的子公司 贸有限公司                                                                                                                      用利息

  及其附属企业  东证融成资                    其他资产-其他                                                                                  集团内部资

                本管理有限    全资孙公司        应收款          8,700.00                                                          8,700.00  金往来  非经营性往来
                    公司

                东证融通投                    其他资产-其他                                                                                  集团内部资

                资管理有限    全资子公司        应收款          2,078.74              255.52                        433.05      1,901.21 金往来及占 非经营性往来
                    公司                                                                                                                        用利息


                渤海期货股                    其他资产-其他                                                                                  集团内部资

                份有限公司    控股子公司        应收款        10,007.87                0.65                          1.16    10,007.36 金往来及占 非经营性往来
                                                                                                                                                用利息

                东证融汇证                    其他资产-其他                                                                                  集团内部资

                券资产管理    全资子公司        应收款            156.64              386.15                        319.40        223.39  金往来  非经营性往来
                  有限公司

其他关联方及其附

    属企业

    总计          -              -              -            68,620.26              642.32        1,338.90      3,430.62    67,170.86                -

企业法定代表人：李福春                                    主管会计工作负责人：王天文                                  会计机构负责人：刘雪山