000686 深市 东北证券

                        东北证券股份有限公司2022年半年度

                  非经营性资金占用及其他关联资金往来情况汇总表

                                                                                                                                  单位：万元

 非经营性资金占用 资金占用方    占用方与      上市公司核算  2022 年期初  2022 年半年度占用累计 2022 年半年度占用2022年半年度偿2022年半年度期 占用形成  占用性质
                    名称    上市公司的关联关系  的会计科目  占用资金余额  发生金额（不含利息） 资金的利息（如有）还累计发生金额 末占用资金余额  原因

控股股东、实际控制                                                                                                                                      非经营性占用
 人及其附属企业

        小计        -            -              -                                                                                                      -

前控股股东、实际控                                                                                                                                      非经营性占用
 制人及其附属企业

      小计          -            -              -                                                                                                      -

 其他关联方及其附                                                                                                                                      非经营性占用
    属企业

      小计          -            -              -                                                                                                      -

      总计          -            -              -                                                                                                      -

 其他关联资金往来 资金往来方    往来方与      上市公司核算  2022 年期初  2022 年半年度往来累计 2022 年半年度往来2022年半年度偿2022年半年度期 往来形成  往来性质
                    名称    上市公司的关联关系  的会计科目  往来资金余额  发生金额（不含利息） 资金的利息（如有）还累计发生金额 末往来资金余额  原因

控股股东、实际控制
 人及其附属企业

                东证融汇证                                                                                                                  代销资管

                券资产管理    全资子公司      应收款项          244.62                13.27                        257.83          0.06 产品服务 经营性往来
                  有限公司                                                                                                                      费

                  渤海融幸                                                                                                                    集团内部

                （上海）商 控股子公司之全资子 其他资产-其他      53,000.00                            1,487.67                    54,487.67 资金往来 非经营性往来
                贸有限公司        公司          应收款                                                                                      及占用利

 上市公司的子公司                                                                                                                                息

  及其附属企业  东证融成资                  其他资产-其他                                                                                  集团内部

                本管理有限    全资孙公司        应收款        26,600.00                                            3,200.00    23,400.00 资金往来 非经营性往来
                    公司

                渤海融盛资                                                                                                                  集团内部

                本管理有限 控股子公司之全资子 其他资产-其他      3,008.88                                89.24                    3,098.12 资金往来 非经营性往来
                    公司          公司          应收款                                                                                      及占用利

                                                                                                                                                息


                东证融通投                                                                                                                  集团内部

                资管理有限    全资子公司    其他资产-其他      1,901.23                                                          1,901.23 资金往来 非经营性往来
                    公司                          应收款                                                                                      及占用利

                                                                                                                                                息

                东方基金管                  其他资产-其他                                                                                  集团内部

                理股份有限    控股子公司        应收款            12.03                24.09                          36.12            - 资金往来 非经营性往来
                    公司

                渤海期货股    控股子公司    其他资产-其他          1.27                8.96                          3.96          6.27 集团内部 非经营性往来
                份有限公司                      应收款                                                                                      资金往来

                东证融汇证                  其他资产-其他                                                                                  集团内部

                券资产管理    全资子公司        应收款              0.01              247.45                          17.24        230.22 资金往来 非经营性往来
                  有限公司

 其他关联方及其附

    属企业

      总计