证券代码：000426 证券简称：富龙热电
赤峰富龙热电股份有限公司
重大资产置换及发行股份购买资产暨关联交易预案
二零零八年八月十九日
公司声明
本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假
记载、误导性陈述或者重大遗漏。
本次重大资产置换及发行股份购买资产暨关联交易标的资产的审计、评估和
盈利预测审核工作尚未完成，本预案中涉及的相关数据尚未经过具有证券业务资
格的审计、评估机构的审计、评估。本公司及董事会全体董事保证本预案中所引
用的相关数据的真实性和合理性。
本次重大资产置换及发行股份购买资产暨关联交易的交易对方内蒙古兴业
集团股份有限公司已出具承诺函，保证其为本次重大资产置换及发行股份购买资
产暨关联交易所提供的有关信息真实、准确和完整，不存在虚假记载、误导性陈
述或者重大遗漏，并对所提供信息的真实性、准确性和完整性承担个别和连带的
法律责任。
本次重大资产置换及发行股份购买资产暨关联交易完成后，公司经营与收益
的变化，由公司自行负责；因本次重大资产置换及发行股份购买资产暨关联交易
引致的投资风险，由投资者自行负责。
本预案所述事项并不代表审批机关对于本次重大资产置换及发行股份购买
资产暨关联交易相关事项的实质性判断、确认或批准。本预案所述本次重大资产
置换及发行股份购买资产暨关联交易相关事项的生效和完成尚待取得有关审批
机关的批准或核准。
赤峰富龙热电股份有限公司重大资产置换及发行股份购买资产暨关联交易预案
3
特别提示
1．富龙热电和兴业集团、富龙集团三方于2008 年8 月19 日签署了《关于
股份转让、重大资产置换及发行股份购买资产之框架协议》。根据框架协议的安
排，富龙热电拟与兴业集团进行重大资产置换，置入有色金属采选及冶炼类资产，
置出上市公司除包商银行0.75％股权及中诚信托3.33％的股权资产外的全部资
产负债；置换差额部分由富龙热电发行股份购买；兴业集团通过协议收购富龙集
团持有的富龙热电存量股份及资产认购富龙热电定向发行股份的方式获取富龙
热电控制权，上述方案组合操作、同步实施。
本次资产置换置入资产的预估值约为17.3 亿元，置出资产的预估值为12.41
亿元，最终资产置换的交易价格以经具有证券业务资格的资产评估机构评估的评
估值为依据确定，其中，置出资产的评估值还需经国有资产监督管理部门备案。
富龙热电本次非公开发行股份的发行价拟采用公司本次董事会决议公告日
前20 个交易日公司股票交易均价，即6.89 元/股，最终发行价格尚须经本公司
股东大会批准。本次非公开发行股份数量的上限为71,000,000 股。本次非公开
发行的股份自本次发行结束之日起三十六个月内不得转让，之后按中国证监会及
深圳证券交易所的有关规定执行。
2．本次重大资产重组涉及的标的资产的审计和评估工作正在进行中，上市
公司全体董事已声明保证重组预案中相关数据的真实性和合理性。上市公司将在
相关审计、评估及盈利预测审核完成后再次召开董事会，编制并披露《赤峰富龙
热电股份有限公司重大资产置换及发行股份购买资产暨关联交易报告书》及其摘
要。本次重大资产重组涉及的相关资产经具有证券期货从业资格的审计、评估机
构出具正式审计、评估报告后，相关的财务数据、资产评估结果以及经审核的盈
利预测数据将在重组报告书中予以披露。
3．富龙热电本次重大资产置换及发行股份购买资产构成重大资产重组，除
需经本公司股东大会批准外，还需取得以下政府部门对于本次重大资产重组涉及
的审批事项的批准或核准后方可实施：
（1）与置出资产相关的评估报告经国有资产监督管理部门的备案；
赤峰富龙热电股份有限公司重大资产置换及发行股份购买资产暨关联交易预案
4
（2）国务院国资委对富龙集团转让富龙热电存量股份的核准；
（3）中国证监会对本次重大重组行为的审批及发行股份购买资产的核准；
（4）中国证监会豁免兴业集团以要约方式收购富龙热电股份义务的核准。
本次重大资产重组能否获得本公司股东大会的批准及能否取得相关政府部
门的批准或核准，以及最终取得相关政府部门批准或核准的时间均存在不确定
性，提请广大投资者注意投资风险。
4.除了本次重组所涉及行政审批不确定性外，本次重组还存在
（1）有色金属价格波动的行业风险
（2）采矿证延续风险以及对公司持续经营的影响风险，储源矿业、融冠矿
业、天贺矿业、巨源矿业、锡林矿业、富生矿业的剩余服务年限均高于上述企业
采矿证的有效期限，若上述企业的采矿权证不能顺利延续，则对上述企业持续经
营能力将造成直接影响。
（3）拟置入资产评估增值风险以及与最终交易价格可能存在差异的风险
（4）置入资产利润大幅波动及重组盈利预估不能实现的风险
（5）环保风险
（6）宏观经济及政策风险
（7）股票市场波动风险等风险因素。
本预案根据目前项目进展情况以及可能面临的不确定性，就本次重组的有关
风险因素做出特别说明，提醒投资者认真阅读本预案第七章所披露的风险提示内
容，注意投资风险。
赤峰富龙热电股份有限公司重大资产置换及发行股份购买资产暨关联交易预案
5
目录
第一章 上市公司基本情况··········································································································9
一、公司概况························································································································9
二、公司设立与股份变动情况·····························································································9
三、公司控制权变更及曾用名···························································································11
四、公司主营业务··············································································································11
五、主要财务指标··············································································································11
六、控股股东及实际控制人·······························································································12
七、公司主要股东持股情况·······························································································12
第二章 交易对方基本情况········································································································14
一、交易对方的基本信息···································································································14
二、交易对方与其控股股东、实际控制人之间的产权控制关系····································14
三、最近三年主要业务发展状况和主要财务指标····························································15
四、主要下属企业名录·······································································································16
第三章 本次交易的背景和目的·································································································18
一、本次交易的背景··········································································································18
二、本次交易的目的··········································································································18
第四章 本次交易的具体方案·····································································································20
一、本次交易的总体方案···································································································20
二、重大资产置换··············································································································20
三、发行股份购买资产·······································································································21
四、兴业协议收购富龙集团所持有的存量股权································································23
五、本次重大资产重组是否构成关联交易·····················
